SOC 2 Compliance

ATHENA is pursuing SOC 2 Type I certification, with Type II planned for 2026.

Current Status

Certification	Status	Expected
SOC 2 Type I	In Progress	Q2 2026
SOC 2 Type II	Planned	Q4 2026

Trust Service Categories

Security ✅

Protection against unauthorized access

Control	Status	Implementation
Access control	✅	API key auth, bcrypt
Encryption	✅	TLS 1.3, AES-256
Network security	✅	Firewall, rate limiting
Vulnerability management	✅	npm audit, Dependabot

Availability ✅

System operates as committed

Control	Status	Implementation
Uptime SLA	✅	99.5% (99.9% Enterprise)
Monitoring	✅	APM, health checks
Incident response	✅	Documented plan
Disaster recovery	✅	Multi-region backup

Confidentiality ✅

Information designated as confidential is protected

Control	Status	Implementation
Data classification	✅	4-tier system
Multi-tenant isolation	✅	Row-level security
Encryption at rest	✅	AES-256
Access logging	✅	Complete audit trail

Processing Integrity ⏳

System processing is complete, valid, accurate, and authorized

Control	Status	Implementation
Input validation	✅	Zod schemas
Error handling	✅	Error boundaries
Data accuracy	⏳	In progress
Audit trail	✅	All actions logged

Privacy ⏳

Personal information is collected, used, and retained appropriately

Control	Status	Implementation
GDPR compliance	⏳	In progress
Data retention	✅	2-year default
Data deletion	✅	API available
Privacy policy	✅	Published

What We Already Have

Access Control

• API key authentication (bcrypt hashed)

• Role-based access control

• Multi-tenant isolation (RLS)

Audit Logging

• All API requests logged

• Authentication attempts tracked

• Admin actions recorded

Data Encryption

• TLS 1.3 in transit

• AES-256 at rest

• Webhook signatures (HMAC-SHA256)

Change Management

• Anchor ADRs (91 decisions tracked)

• Git version control

• CI/CD automation

Monitoring

• APM metrics

• Health checks

• Error tracking

What We're Building

Q1 2026

• Formal security policy document

• Access review process (quarterly)

• Vendor management documentation

Q2 2026

• SOC 2 Type I audit

• Penetration testing

• Business continuity plan

Q4 2026

• SOC 2 Type II audit (6-month observation)

• ISO 27001 preparation

Enterprise Requests

Need a SOC 2 report before certification?

Bridge Letter: Available on request

Security Questionnaire: Pre-filled responses available

Custom Audit: Contact [email protected]

Contact

Compliance Team: [email protected]

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Next: Error Handling